THE GAZETTE OF INDIA
EXTRAORDINARY
PART III - SECTION 4
PUBLISHED BY AUTHORITY
NOTIFICATION
THE 22ND DAY OF DECEMBER, 1992
BOMBAY

SECURITIES AND EXCHANGE BOARD OF INDIA
(MERCHANT BANKERS) REGULATIONS, 1992

No.LE/11112/92.  In exercise of the powers conferred by Section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board with the previous approval of the Central Government hereby makes the following regulations, namely: -

• CHAPTER I - PRELIMINARY
• CHAPTER II - REGISTRATION OF MERCHANT BANKERS
• CHAPTER III - GENERAL OBLIGATIONS AND RESPONSIBILITIES
• CHAPTER IV - PROCEDURE FOR INSPECTION
• CHAPTER V - PROCEDURE FOR ACTION IN CASE OF DEFAULT
• SCHEDULE I - FORMS

	FORM A	-	APPLICATION FOR GRANT OF CERTIFICATE / RENEWAL OF CERTIFICATE
	FORM B	-	CERTIFICATE OF REGISTRATION
	FORM C	-	DUE DILIGENCE CERTIFICATE

• SCHEDULE II - FEES
• SCHEDULE III - CODE OF CONDUCT FOR MERCHANT BANKERS
• SCHEDULE IV