GAZETTE OF INDIA
EXTRAORDINARY
PART II - SECTION 3 - SUB-SECTION (ii)
PUBLISHED BY AUTHORITY
SECURITIES AND EXCHANGE BOARD OF INDIA
NOTIFICATION
MUMBAI,
THE 15TH DAY OF OCTOBER 1999

SECURITIES AND EXCHANGE BOARD OF INDIA
(COLLECTIVE INVESTMENT SCHEMES) REGULATIONS, 1999

S.O.No. 1035(E) In exercise of the powers conferred by section 30 read with section 11 and section 19 of the Securities and Exchange Board of India, Act 1992, (15 of 1992) the Securities and Exchange Board of India hereby makes the following regulations, namely:

• CHAPTER I -  PRELIMINARY
• CHAPTER II - REGISTRATION OF COLLECTIVE INVESTMENT MANAGEMENT COMPANY
• CHAPTER III - BUSINESS ACTIVITIES AND OBLIGATIONS OF COLLECTIVE INVESTMENT MANAGEMENT COMPANY
• CHAPTER IV - TRUSTEES AND THEIR OBLIGATIONS
• CHAPTER V - SCHEMES OF COLLECTIVE INVESTMENT MANAGEMENT COMPANY
• CHAPTER VI - GENERAL OBLIGATIONS
• CHAPTER VII - INSPECTION AND AUDIT
• CHAPTER VIII - PROCEDURE FOR ACTION IN CASE OF DEFAULT
• CHAPTER IX -EXISTING COLLECTIVE INVESTMENT SCHEMES
• CHAPTER X - MISCELLANEOUS
• SCHEDULE I: FORMS

	FORM A	-	APPLICATION FOR THE GRANT OF REGISTRATION AS COLLECTIVE INVESTMENT MANAGEMENT COMPANY
	FORM B	-	CERTIFICATE OF REGISTRATION
	FORM C	-	TRUSTEESHIP OF THE COLLECTION INVESTMENT SCHEME

• SCHEDULE II - FEES
• SCHEDULE III - CODE OF CONDUCT
• SCHEDULE IV - CONTENTS OF THE TRUST DEED
• SCHEDULE V - CONTENTS OF THE AGREEMENT FOR MANAGING SCHEME PROPERTY
• SCHEDULE VI - CONTENTS OF THE OFFER DOCUMENT
• SCHEDULE VII - ADVERTISEMENT CODE
• SCHEDULE VIII - PROCEDURE FOR CONDUCT OF MEETINGS
• SCHEDULE IX -

	PART I - CEILING ON EXPENSES
	PART II - ACCOUNTING NORMS - Plantation - Scheme
	PART III - FORMAT OF FINANCIAL STATEMENTS