Laws 4 India - Securities And Exchange Board of India (Stock-Brokers And Sub-Brokers) Regulations, 1992

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>>SECURITIES AND EXCHANGE BOARD OF INDIA
(STOCK-BROKERS AND SUB-BROKERS) REGULATIONS, 1992

Latest Amendment :-

(Stock-Brokers And Sub-Brokers) Rules, 1992 ... dated 20/08/1992

STOCK-BROKERS AND SUB-BROKERS REGULATIONS

[THE GAZETTE OF INDIA EXTRAORDINARY PART II - SECTION 3 -
SUB-SECTION (ii) PUBLISHED BY AUTHORITY BOMBAY
THE 23 DAY OF OCTOBER 1992 ]

NOTIFICATION

SECURITIES AND EXCHANGE BOARD OF INDIA
(STOCK-BROKERS AND SUB-BROKERS) REGULATIONS, 1992

	FORM A	-	APPLICATION FORM FOR REGISTRATION AS STOCK BROKERS WITH SECURITIES AND EXCHANGE BOARD OF INDIA
	FORM AA	-	APPLICATION FORM FOR REGISTRATION AS A TRADING AND / OR A CLEARING MEMBER [AND / OR A SELF - CLEARING MEMBER] WITH THE SECURITIES AND EXCHANGE BOARD OF INDIA
	FORM B	-	APPLICATION FORM FOR REGISTRATION AS A SUB BROKER WITH SECURITIES AND EXCHANGE BOARD OF INDIA
	FORM C	-	RECOMMENDATION LETTER TO BE GIVEN BY THE MEMBER WITH WHOM SUB BROKER IS AFFILIATED
	FORM D	-	CERTIFICATE OF REGISTRATION
	FORM DA	-	CERTIFICATE OF REGISTRATION
	FORM E	-	CERTIFICATE OF REGISTRATION

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